What is the filing deadline?
Insider Transactions - required to be filed within 2 business days of the transaction
13D - required to be filed within 10 days of the transactions
13G - required to be filed within 45 days of the end of the year
13F - required quarterly within 45 days of the close of quarter - ie. Q1 deadline is May 15
NPORT - 60 days after the end of that Fund’s fiscal quarter. May not match a calendar year quarter and all Funds are on their own schedule - Fintel check for updates several times a day
8K - must be filed within 4 business days after the reportable event
10K - required quarterly within 45 days of the close of quarter - ie. Q1 deadline is May 15
10Q - 40 days after quarter ends (45 days for less than 75MM) - ie. Q1 deadline is May 10
S1 - Concurrent with Security filing
Proxy Statements - Concurrent with filing
*This article does not cover Amendments
Related articles